| Schedule of Stock Equity Transactions |
The table below depicts
the Optex Systems Holdings stock equity transactions and ending share balances by equity class for the twelve months ended September
30, 2018 and September 29, 2019, respectively.
| |
|
Common |
|
|
Series C |
|
|
Warrants |
|
| Shares outstanding as of October 1, 2017 |
|
|
8,190,101 |
|
|
|
174 |
|
|
|
4,323,135 |
|
| Preferred share conversions to common shares |
|
|
725,000 |
|
|
|
(174 |
) |
|
|
|
|
| Common shares issued for vested restricted stock units, net of tax withheld |
|
|
55,902 |
|
|
|
— |
|
|
|
|
|
| Common stock repurchases |
|
|
(700,000 |
) |
|
|
— |
|
|
|
|
|
| Common stock issued for warrants exercised |
|
|
62,350 |
|
|
|
— |
|
|
|
(62,350 |
) |
| Shares outstanding as of September 30, 2018 |
|
|
8,333,353 |
|
|
|
— |
|
|
|
4,260,785 |
|
| Warrant repurchases |
|
|
— |
|
|
|
— |
|
|
|
(88,081 |
) |
| Common shares issued for vested restricted stock units, net of tax withheld |
|
|
55,565 |
|
|
|
— |
|
|
|
|
|
| Common stock issued for warrants exercised |
|
|
47,504 |
|
|
|
— |
|
|
|
(47,504 |
) |
| Shares outstanding as of September 29, 2019 |
|
|
8,436,422 |
|
|
|
— |
|
|
|
4,125,200 |
|
|