As filed with the Securities and Exchange Commission on February 15, 2011
Registration No. 333-
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM S-8
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
NEXXUS LIGHTING, INC.
(Exact Name of Registrant as Specified in Its Charter)
Delaware
(State or Other Jurisdiction of Incorporation or Organization)
59-3046866
(I.R.S. Employer Identification No.)
124 FLOYD SMITH DRIVE, SUITE 300, CHARLOTTE, NORTH CAROLINA 28262
(Address of Principal Executive Offices) (Zip Code)
2003 Stock Incentive Plan
(Full Title of the Plan)
Michael A. Bauer
Chief Executive Officer
124 Floyd Smith Drive, Suite 300
Charlotte, North Carolina 28262
(704) 405-0416
(Name, Address and Telephone Number of Agent For Service)
Copy to:
Suzan A. Abramson, Esq.
Lowndes, Drosdick, Doster, Kantor & Reed, P.A.
215 North Eola Drive
Orlando, Florida 32801
(407) 843-4600
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of large accelerated filer, accelerated filer and smaller reporting company in Rule 12b-2 of the Exchange Act.
| Large accelerated filer | ¨ | Accelerated filer | ¨ | |||
| Non-accelerated filer | ¨ | Smaller reporting company | x | |||
CALCULATION OF REGISTRATION FEE
| Title of securities to be registered | Amount to be registered (1) |
Proposed maximum per share (2) |
Proposed maximum aggregate |
Amount of fee | ||||
| Common Stock, par value $.001 per share |
490,000 | $2.73 | $1,337,700 | $155.31 | ||||
| (1) | This Registration Statement shall also cover any additional shares of the registrants common stock which become issuable under the 2003 Stock Incentive Plan, by reason of any stock dividend, stock split, recapitalization or other similar transaction effected without the receipt of consideration which results in an increase in the number of Nexxus Lighting, Inc.s outstanding shares of common stock. |
| (2) | Estimated solely for the purpose of calculating the registration fee under Rule 457(c) and (h) of the Securities Act of 1933, as amended (the Securities Act), on the basis of the average of the high and low prices of the registrants common stock as reported on The NASDAQ Capital Market on February 14, 2011. |
EXPLANATORY NOTE
Pursuant to General Instruction E of Form S-8, this Registration Statement on Form S-8 is being filed with respect to our 2003 Stock Incentive Plan (the Plan) for the purpose of registering an additional 490,000 shares of common stock, $.001 par value (the Common Stock), of Nexxus Lighting, Inc. authorized for issuance under the Plan.
INCORPORATION OF CERTAIN DOCUMENTS BY REFERENCE
We previously filed with the Securities and Exchange Commission (the Commission) a Registration Statement on Form S-8 (File No. 333-123984) on April 11, 2005 in order to register 450,000 shares of our Common Stock issuable under the Plan and a Registration Statement on Form S-8 (File No. 333-150778) on May 9, 2008 in order to register an additional 220,000 shares of our Common Stock issuable under the Plan. The contents of such earlier Registration Statements are incorporated herein by reference and made a part hereof.
Part II
INFORMATION REQUIRED IN THE REGISTRATION STATEMENT
| Item 8. | Exhibits. |
| Exhibit No. |
Description | |
| 5.1 | Opinion of Lowndes, Drosdick, Doster, Kantor & Reed, P.A. | |
| 10.1 | 2003 Stock Incentive Plan (incorporated by reference to Appendix B of our definitive proxy statement on Schedule 14A filed on April 16, 2004). | |
| 10.2 | Amendment to the 2003 Stock Incentive Plan (incorporated by reference to Annex A of our definitive proxy statement on Schedule 14A filed on April 23, 2007). | |
| 10.3 | Amendment to the 2003 Stock Incentive Plan (incorporated by reference to Annex A of our definitive proxy statement on Schedule 14A filed on April 27, 2009). | |
| 10.4 | Amendment to the 2003 Stock Incentive Plan (incorporated by reference to Annex A of our definitive proxy statement on Schedule 14A filed on April 13, 2010). | |
| 23.1 | Consent of Cross, Fernandez & Riley, LLP, Independent Registered Public Accounting Firm | |
| 23.2 | Consent of Lowndes, Drosdick, Doster, Kantor & Reed, P.A. (included in Exhibit 5.1). | |
| 24.1 | Power of Attorney (included in the signature page hereto). | |
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Charlotte, State of North Carolina, on this 15th day of February, 2011.
| NEXXUS LIGHTING, INC. | ||
| By: | /s/ Michael A. Bauer | |
| Name: Michael A. Bauer | ||
| Title: Chief Executive Officer and President | ||
POWER OF ATTORNEY
KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below constitutes and appoints Michael A. Bauer and Gary R. Langford, jointly and severally, his attorney-in-fact, each with the power of substitution, for such person in any and all capacities, to sign any and all amendments (including post-effective amendments) to this Registration Statement on Form S-8 and to file the same, with all exhibits thereto and other documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorney-in-fact and agent full power and authority to do and perform each and every act and thing requisite and necessary to be done in connection herewith, as fully to all intents and purposes as he might do or could do in person hereby ratifying and confirming all that each of said attorneys-in-fact and agents, or his substitute, may do or cause to be done by virtue hereof.
Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.
| SIGNATURE |
TITLE |
DATE | ||
| /s/ Michael A. Bauer Michael A. Bauer |
Chief Executive Officer, President and Director (Principal Executive Officer) | February 15, 2011 | ||
|
|
Director | February , 2011 | ||
| Michael Brown | ||||
|
|
Director | February , 2011 | ||
| Patrick Doherty | ||||
| /s/ Edgar Protiva |
Director | February 15, 2011 | ||
| Edgar Protiva | ||||
| /s/ Chris Richardson |
Director | February 15, 2011 | ||
| Chris Richardson | ||||
| /s/ William Yager |
Director | February 15, 2011 | ||
| William Yager | ||||
| /s/ Gary R. Langford Gary R. Langford |
Chief Financial Officer (Principal Financial and Accounting Officer) | February 15, 2011 | ||
EXHIBIT INDEX
| Exhibit No. |
Description | |
| 5.1 | Opinion of Lowndes, Drosdick, Doster, Kantor & Reed, P.A. | |
| 10.1 | 2003 Stock Incentive Plan (incorporated by reference to Appendix B of our definitive proxy statement on Schedule 14A filed on April 16, 2004). | |
| 10.2 | Amendment to the 2003 Stock Incentive Plan (incorporated by reference to Annex A of our definitive proxy statement on Schedule 14A filed on April 23, 2007). | |
| 10.3 | Amendment to the 2003 Stock Incentive Plan (incorporated by reference to Annex A of our definitive proxy statement on Schedule 14A filed on April 27, 2009). | |
| 10.4 | Amendment to the 2003 Stock Incentive Plan (incorporated by reference to Annex A of our definitive proxy statement on Schedule 14A filed on April 13, 2010). | |
| 23.1 | Consent of Cross, Fernandez & Riley, LLP, Independent Registered Public Accounting Firm | |
| 23.2 | Consent of Lowndes, Drosdick, Doster, Kantor & Reed, P.A. (included in Exhibit 5.1). | |
| 24.1 | Power of Attorney (included in the signature page hereto). | |