SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 15 Certification and Notice of Termination of Registration under Section 12(g) of the Securities Exchange Act of 1934 or Suspension of Duty to File Reports Under Sections 13 and 15(d) of the Securities Exchange Act of 1934. Commission File Number 33-58478 BROADWAY STORES, INC. 401(K) SAVINGS AND INVESTMENT PLAN (Exact name of registrant as specified in its charter) 7 West Seventh Street Cincinnati, Ohio 45202 (513) 579-7000 (Address, including zip code, and telephone number, including area code, of registrant's principal executive offices) PLAN INTERESTS (Title of each class of securities covered by this Form) NONE (Title of all other classes of securities for which a duty to file reports under section 13(a) or 15(d) remains) Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports: Rule 12g-4(a)(1)(i) [ ] Rule 12h-3(b)(1)(i) [X] Rule 12g-4(a)(1)(ii) [ ] Rule 12h-3(b)(1)(ii) [ ] Rule 12g-4(a)(2)(i) [ ] Rule 12h-3(b)(2)(i) [ ] Rule 12g-4(a)(2)(ii) [ ] Rule 12h-3(b)(2)(ii) [ ] Rule 15d-6 [ ] Number of holders of record as of the certification or notice date: Zero SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Broadway Stores, Inc. 401(k) Savings and Investment Plan has caused this certification/notice to be signed on its behalf by the undersigned duly authorized person. Date: June 30, 1997 BROADWAY STORES, INC. 401(K) SAVINGS AND INVESTMENT PLAN By: /s/ John R. Sims John R. Sims, Chairman of the Pension and Profit Sharing Committee