Exhibit 3.1.1
ARTICLES OF AMENDMENT
TO
ARTICLES OF INCORPORATION
OF
LADENBURG THALMANN FINANCIAL SERVICES INC.
Pursuant to Section 607.1006 of the
1989 Business Corporation Act of Florida
The undersigned Vice President and Chief Financial Officer of Ladenburg Thalmann Financial
Services Inc. (Corporation), DOES HEREBY CERTIFY:
FIRST: The name of the Corporation is Ladenburg Thalmann Financial Services Inc.
SECOND: The Articles of Incorporation of the Corporation is hereby amended by
deleting the first sentence of Article III in its entirety and by substituting the following new
first sentence in lieu thereof:
The aggregate number of shares which the Corporation shall have the authority
to issue is four hundred and two million (402,000,000) shares, of which four hundred
million (400,000,000) shares shall be Common Stock, par value $.0001 per share, and
of which two million (2,000,000) shares shall be Preferred Stock, par value $.0001
per share.
THIRD: The foregoing Amendment to the Articles of Incorporation was duly approved by
the Corporations Board of Directors on February 7, 2006 in accordance with the provisions of
Section 607.1003 of the Florida 1989 Business Corporation Act and thereafter was duly adopted by
the Corporations shareholders by a sufficient number of votes cast for the approval of the
amendment at a shareholders meeting on April 3, 2006 in accordance with the provisions of Sections
607.1003 and 607.0725 of the Florida 1989 Business Corporation Act.
IN WITNESS WHEREOF, I have executed this Certificate of Amendment this 3rd day of
April, 2006.
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/s/ Salvatore Giardina
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Salvatore Giardina |
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Vice President and Chief Financial Officer |
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