UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option Grant | 02/15/2011(1) | 02/15/2015 | Common Stock | 5,001 | $ 6.45 | D | |
Stock Option Grant | 05/15/2011(2) | 05/15/2015 | Common Stock | 1,667 | $ 7.41 | D | |
Stock Option Grant | 05/15/2011(2) | 08/15/2015 | Common Stock | 1,667 | $ 5.64 | D | |
Stock Option Grant | 05/15/2012(3) | 05/15/2016 | Common Stock | 5,208 | $ 4.01 | D | |
Stock Option Grant | 05/15/2012(3) | 08/05/2016 | Common Stock | 5,208 | $ 3.69 | D | |
Stock Option Grant | 05/15/2012(3) | 11/15/2016 | Common Stock | 15,625 | $ 6.53 | D | |
Stock Option Grant | 05/15/2012(3) | 02/15/2017 | Common Stock | 15,625 | $ 7.87 | D | |
Stock Option Grant | (4) | 05/15/2017 | Common Stock | 12,500 | $ 8.8 | D | |
Stock Option Grant | (4) | 08/15/2017 | Common Stock | 12,500 | $ 6.49 | D | |
Stock Option Grant | (4) | 11/15/2017 | Common Stock | 12,500 | $ 7.57 | D | |
Stock Option Grant | (4) | 02/15/2018 | Common Stock | 12,500 | $ 8.6 | D | |
Stock Option Grant | (5) | 06/15/2018 | Common Stock | 55,214 | $ 7.5 | D | |
Stock Option Grant | (6) | 06/15/2019 | Common Stock | 107,226 | $ 5.87 | D | |
Stock Option Grant | 07/27/2011(7) | 05/15/2014 | Common Stock | 1,200 | $ 3.8 | D | |
RSU Award | (8) | 06/15/2019 | Common Stock | 83,679 | $ 0 | D | |
RSU Award | (9) | 05/15/2016 | Common Stock | 10,419 | $ 0 | D | |
RSU Award | (10) | 05/15/2017 | Common Stock | 8,336 | $ 0 | D | |
RSU Award | (11) | 06/15/2018 | Common Stock | 18,405 | $ 0 | D | |
RSU Award | (12) | 02/15/2019 | Common Stock | 36,772 | $ 0 | D | |
RSU Award | (13) | 06/15/2019 | Common Stock | 41,839 | $ 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BYRNE JOHN ADVANCED MICRO DEVICES, INC. ONE AMD PLACE SUNNYVALE, CA 94088-3453 |
SVP, CSO |
Harry A. Wolin By Power of Attorney | 08/13/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This option provides for vesting of 33 1/3% on 2/15/2009 then remaining shares vest 8.33% quarterly for next two years. |
(2) | This option provides for vesting of 33 1/3% on 5/15/2009 then remaining shares vest 8.33% quarterly for next two years. |
(3) | This option provides for vesting of 33 1/3% on 5/15/2010 then remaining shares vest 8.33% quarterly for next two years. |
(4) | This option provides for vesting of 33 1/3% on 5/15/2011 then remaining shares vest 8.33% quarterly for next two years. |
(5) | This option provides for vesting of 33 1/3% on 5/15/2012 then remaining shares vest 8.33% quarterly for next two years. |
(6) | This option provides for vesting of 33 1/3% on 6/15/2013 then remaining shares vest 8.33% quarterly for next two years. |
(7) | This option provides for vesting of 50% on 7/27/2010 and 50% on 7/27/2011. |
(8) | This award vests in three equal annual installments commencing on the first anniversary of the grant date if (i) the weighted average closing price of the Company's common stock over any 30-day period during the three-year vesting period is equal to or greater than $10.00 per share and (ii) the respective Named Executive Officer continues his employment with the Company through the applicable vesting date. |
(9) | This award vests 1/3 each on 8/9/2010, 8/9/2011 and 8/9/2012. |
(10) | This award vests 1/3 each on 5/9/2011, 5/9/2012 and 5/9/2013. |
(11) | This award vests 1/3 each on 5/9/2012, 5/9/2013 and 5/9/2014. |
(12) | This award vests 100% on 2/15/2014. |
(13) | This award vests 1/3 each on 8/9/2013, 8/9/2014 and 8/9/2015. |