UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Option | (1) | 10/10/2012 | Common Stock | 35,000 | $ 23.11 | D | |
RSU Award | (2) | (2) | Common Stock | 1,000 | $ 0 | D | |
Employee Stock Option | (3) | 05/04/2013 | Common Stock | 2,500 | $ 33.95 | D | |
RSU Award | (4) | (4) | Common Stock | 1,000 | $ 0 | D | |
Employee Stock Option | (3) | 07/27/2013 | Common Stock | 2,500 | $ 18.06 | D | |
RSU Award | (4) | (4) | Common Stock | 1,000 | $ 0 | D | |
Employee Stock Option | (3) | 10/25/2013 | Common Stock | 2,500 | $ 20.83 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
RIVAS MARIO ADVANCED MICRO DEVICES, INC. ONE AMD PLACE SUNNYVALE, CA 94088-3453 |
EVP, CPG |
Mario Rivas | 12/07/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The option vests as follows: 14,000 shares on 9/26/2006; 10,500 shares on 9/26/2007; 7,000 shares on 9/26/2008 and 3,500 shares on 9/26/2009. |
(2) | The restricted stock units vest 25% on 5/22/2007 then 6.25% every 3 months thereafter for the next 12 quarters. |
(3) | The option vests 33 1/3% on 5/4/2007 then remaining shares vest monthly through 5/4/2009. |
(4) | The restricted stock units vest 25% on 5/9/2007 then 6.25% every 3 months thereafter for the next 12 quarters. |