UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Option | 04/25/2004(1) | 05/15/2010 | Common Stock | 70,000 | $ 42.13 (2) | D | |
Employee Stock Option | 04/25/2004(3) | 05/15/2010 | Common Stock | 2,000 | $ 0.01 | D | |
Employee Stock Option | 04/28/2005(4) | 08/16/2010 | Common Stock | 12,000 | $ 32.1 (5) | D | |
Employee Stock Option | 04/25/2005(6) | 04/25/2011 | Common Stock | 2,000 | $ 26.9 (7) | D | |
Employee Stock Option | 04/25/2005(8) | 07/13/2011 | Common Stock | 2,000 | $ 21.08 (9) | D | |
Employee Stock Option | 04/25/2005(10) | 10/29/2011 | Common Stock | 2,000 | $ 9.56 | D | |
Employee Stock Option | 11/08/2003(11) | 11/08/2011 | Common Stock | 10,255 | $ 12.4 (12) | D | |
Employee Stock Option | 11/26/2004(13) | 11/26/2011 | Common Stock | 20,000 | $ 14.15 (14) | D | |
Employee Stock Option | 04/25/2005(15) | 11/26/2011 | Common Stock | 2,000 | $ 14.15 (16) | D | |
Employee Stock Option | 04/24/2006(17) | 04/24/2012 | Common Stock | 5,750 | $ 11.69 | D | |
Employee Stock Option | 04/24/2006(18) | 07/24/2012 | Common Stock | 5,750 | $ 8.46 | D | |
Employee Stock Option | 04/24/2006(19) | 10/24/2012 | Common Stock | 5,750 | $ 5.92 | D | |
Employee Stock Option | 04/24/2006(20) | 10/24/2012 | Common Stock | 5,750 | $ 5.92 | D | |
Employee Stock Option | 12/18/2006(21) | 12/18/2012 | Common Stock | 10,000 | $ 6.67 | D | |
Employee Stock Option | 05/01/2007(22) | 05/01/2013 | Common Stock | 6,250 | $ 7.36 (23) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
WOLIN HARRY A ADVANCED MICRO DEVICES, INC. ONE AMD PLACE SUNNYVALE, CA 94088-3453 |
Grp VP, General Counsel |
Harry A. Wolin | 02/19/2004 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The option provides for vesting of 24,000 shares on April 25, 2001, 18,000 shares on April 25, 2002, 18,000 shares on April 25, 2003 and 10,000 shares on April 25, 2004. |
(2) | On July 28, 2003, the Issuer canceled, pursuant to the Issuer's option exchange program, an option granted to the reporting person on May 15, 2000. In exchange, the reporting person will receive a replacement option on or after January 29, 2004, having an exercise price of the underlying stock on the grant date. |
(3) | The option provides for vesting of 2,000 shares on April 25, 2004. |
(4) | The option provides for vesting of 3,000 shares on April 28, 2002 and the remaining 9,000 shares to vest monthly through April 28, 2005. |
(5) | On July 28, 2003, the Issuer canceled, pursuant to the Issuer's option exchange program, an option granted to the reporting person on August 16, 2000. In exchange, the reporting person will receive a replacement option on or after January 29, 2004, having an exercise price of the underlying stock on the grant date. |
(6) | The option provides for vesting of 500 shares on April 25, 2002 and the remaining 1,500 shares to vest monthly through April 25, 2005. |
(7) | On July 28, 2003, the Issuer canceled, pursuant to the Issuer's option exchange program, an option granted to the reporting person on April 25, 2001. In exchange, the reporting person will receive a replacement option on or after January 29, 2004, having an exercise price of the underlying stock on the grant date. |
(8) | The option provides for vesting of 500 shares on April 25, 2002 and the remaining 1,500 shares to vest monthly through April 25, 2005., |
(9) | On July 28, 2003, the Issuer canceled, pursuant to the Issuer's option exchange program, an option granted to the reporting person on July 13, 2001. In exchange, the reporting person will receive a replacement option on or after January 29, 2004, having an exercise price of the underlying stock on the grant date. |
(10) | The option provides for vesting of 500 shares on April 25, 2002, and the remaining 1,500 shares to vest monthly through April 25, 2005. |
(11) | The option provides for vesting of 5,127 shares on November 8, 2002 and 5,128 shares on November 8, 2003. |
(12) | On July 28, 2003, the Issuer canceled, pursuant to the Issuer's option exchange program, an option granted to the reporting person on November 8, 2001. In exchange, the reporting person will receive a replacement option on or after January 29, 2004, having an exercise price of the underlying stock on the grant date. |
(13) | The option provides for vesting of 4,500 shares on November 26, 2002, 3,500 shares on November 26, 2003 and 12,000 shares on November 26, 2004. |
(14) | On July 28, 2003, the Issuer canceled, pursuant to the Issuer's option exchange program, an option granted to the reporting person on November 26, 2001. In exchange, the reporting person will receive a replacement option on or after January 29, 2004, having an exercise price of the underlying stock on the grant date. |
(15) | The option provides for vesting of 500 shares on April 25, 2002 and the remaining 1,500 shares to vest monthly through April 25, 2005. |
(16) | On July 28, 2003, the Issuer canceled, pursuant to the Issuer's option exchange program, an option granted to the reporting person on November 26, 2001. In exchange, the reporting person will receive a replacement option on or after January 29, 2004, having an exercise price of the underlying stock on the grant date. |
(17) | The option provides for vesting of 1,437 shares on April 24, 2003 and the remaining 4,313 shares to vest monthly through April 24, 2006. |
(18) | The option provides for vesting of 1,437 shares on April 24, 2003 and the remaining 4,313 shares to vest monthly through April 24, 2006. |
(19) | The option provides for vesting of 1,437 shares on April 24, 2003 and the remaining 4,313 shares to vest monthly through April 24, 2006. |
(20) | The option provides for vesting of 1,437 shares on April 24, 2003 and the remaining 4,313 shares to vest monthly through April 24, 2006. |
(21) | The option provides for vesting of 2,500 shares on December 18, 2003 and the remaining 7,500 shares to vest monthly through December 18, 2006. |
(22) | The option provides for vesting of 1,562 shares on May 1, 2004 and the remaining 4,688 shares to vest monthly through May 1, 2007. |
(23) | On July 28, 2003, the Issuer canceled, pursuant to the Issuer's option exchange program, an option granted to the reporting person on May 1, 2003. In exchange, the reporting person will receive a replacement option on or after January 29, 2004, having an exercise price of the underlying stock on the grant date. |
Remarks: Derivative securities omitted from original Form 3 filed on December 18, 2003. |