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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option | $ 14.86 | 01/30/2004 | A | 37,037 | 04/25/2005(1) | 05/15/2010 | Common Stock | 37,037 | (2) | 37,037 | D | ||||
Employee Stock Option | $ 14.86 | 01/30/2004 | A | 7,594 | 04/28/2006(3) | 08/16/2010 | Common Stock | 7,594 | (4) | 7,594 | D | ||||
Employee Stock Option | $ 14.86 | 01/30/2004 | A | 1,265 | 04/25/2006(5) | 04/25/2011 | Common Stock | 1,265 | (6) | 1,265 | D | ||||
Employee Stock Option | $ 14.86 | 01/30/2004 | A | 1,639 | 04/25/2006(7) | 07/13/2011 | Common Stock | 1,639 | (8) | 1,639 | D | ||||
Employee Stock Option | $ 14.86 | 01/30/2004 | A | 8,405 | 11/08/2004(9) | 11/08/2011 | Common Stock | 8,405 | (10) | 8,405 | D | ||||
Employee Stock Option | $ 14.86 | 01/30/2004 | A | 16,393 | 11/26/2005(11) | 11/26/2011 | Common Stock | 16,393 | (12) | 16,393 | D | ||||
Employee Stock Option | $ 14.86 | 01/30/2004 | A | 1,639 | 04/25/2006(13) | 11/26/2011 | Common Stock | 1,639 | (14) | 1,639 | D | ||||
Employee Stock Option | $ 14.86 | 01/30/2004 | A | 6,250 | 05/01/2008(15) | 05/01/2013 | Common Stock | 6,250 | (16) | 6,250 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
WOLIN HARRY A ADVANCED MICRO DEVICES, INC. ONE AMD PLACE SUNNYVALE, CA 94088-3453 |
Grp VP, General Counsel |
Harry A. Wolin | 02/03/2004 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Grant of option to buy 37,037 shares to vest as follows: 31,744 shares on 7/28/04 and 5,293 shares on 4/25/05. |
(2) | Pursuant to an agreement between the reporting person and the Issuer, the option granted represents the replacement of an option granted to the reporting person on 5/15/02, which option was cancelled on July 28, 2003 in exchange for the future grant of a new option having a lower exercise price. |
(3) | Grant of option to buy 7,594 shares to vest as follows: 4,270 shares on 7/28/04, 1,424 shares monthly through 4/28/05 and remaining shares monthly through 4/28/06. |
(4) | Pursuant to an agreement between the reporting person and the Issuer, the option granted represents the replacement of an option granted to the reporting person on 8/16/00, which option was cancelled on July 28, 2003 in exchange for the future grant of a new option having a lower exercise price. |
(5) | Grant of option to buy 1,265 shares to vest as follows: 711 shares on 7/28/04, 26 shares on 8/25/04 and remaining shares monthly through 4/25/06. |
(6) | Pursuant to an agreement between the reporting person and the Issuer, the option granted represents the replacement of an option granted to the reporting person on 4/25/01, which option was cancelled on July 28, 2003 in exchange for the future grant of a new option having a lower exercise price. |
(7) | Grant of option to buy 1,639 shares to vest as follows: 921 shares on 7/28/04, 34 shares on 8/25/04 and remaining shares monthly through 4/25/06. |
(8) | Pursuant to an agreement between the reporting person and the Issuer, the option granted represents the replacement of an option granted to the reporting person on 7/13/01, which option was cancelled on July 28, 2003 in exchange for the future grant of a new option having a lower exercise price. |
(9) | Grant of option to buy 8,405 shares to vest as follows: 4,202 shares on 7/28/04 and 4,203 on 11/08/04. |
(10) | Pursuant to an agreement between the reporting person and the Issuer, the option granted represents the replacement of an option granted to the reporting person on 11/8/01, which option was cancelled on July 28, 2003 in exchange for the future grant of a new option having a lower exercise price. |
(11) | Grant of option to buy 16,393 shares to vest as follows: 3,688 shares on 7/28/04, 2,868 on 11/26/04 and 9,837 shares on 11/26/05. |
(12) | Pursuant to an agreement between the reporting person and the Issuer, the option granted represents the replacement of an option granted to the reporting person on 11/26/01, which option was cancelled on July 28, 2003 in exchange for the future grant of a new option having a lower exercise price. |
(13) | Grant of option to buy 1,639 shares to vest as follows: 921 shares on 7/28/04, 34 on 8/25/04 and remaining shares monthly through 4/25/06. |
(14) | Pursuant to an agreement between the reporting person and the Issuer, the option granted represents the replacement of an option granted to the reporting person on 11/26/01, which option was cancelled on July 28, 2003 in exchange for the future grant of a new option having a lower exercise price. |
(15) | Grant of option to buy 6,250 shares to vest as follows: 1,562 shares on 5/1/05 and remaining shares monthly through 5/1/08. |
(16) | Pursuant to an agreement between the reporting person and the Issuer, the option granted represents the replacement of an option granted to the reporting person on 5/1/03, which option was cancelled on July 28, 2003 in exchange for the future grant of a new option. |