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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option | $32.1 | 07/28/2003 | D | 50,000(1) | (2) | 08/16/2010 | Common Stock | 50,000(1) | (3) | 0 | D | ||||
Employee Stock Option | $41 | 07/28/2003 | D | 100,000(1) | (4) | 04/26/2010 | Common Stock | 100,000(1) | (5) | 0 | D | ||||
Employee Stock Option | $26.9 | 07/28/2003 | D | 6,250 | (6) | 04/25/2011 | Common Stock | 6,250 | (7) | 0 | D | ||||
Employee Stock Option | $7.36 | 07/28/2003 | D | 18,750 | (8) | 05/01/2013 | Common Stock | 18,750 | (9) | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
WINVICK STANLEY W ADVANCED MICRO DEVICES, INC. ONE AMD PLACE SUNNYVALE, CA 94088-3453 |
Sr. VP Human Resources |
Stanley Winvick | 09/23/2003 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Option granted prior to a two-for-one stock split by way of dividend issued August 21, 2000; securities reflected represent post-split share amount. |
(2) | The option provides for vesting of 20,000 shares on 4/28/02, and then monthly in equal installments so that all of the shares subject to the option become fully vested on 4/28/03. |
(3) | On July 28, 2003 the Issuer canceled, pursuant to the Issuer's option exchange program, an option granted to the reporting person on August 16, 2000. In exchange, the reporting person will receive a replacement option on or after January 29, 2004, for the same number of shares, having an exercise price equal to the market price of the underlying stock on the grant date. |
(4) | The option provides for vesting of 25,000 shares on 7/25/02, and then monthly in equal installments so that all of the shares subject to the option become fully vested on 7/25/03. |
(5) | On July 28, 2003 the Issuer canceled, pursuant to the Issuer's option exchange program, an option granted to the reporting person on April 26, 2000. In exchange, the reporting person will receive a replacement option on or after January 29, 2004, for the same number of shares, having an exercise price equal to the market price of the underlying stock on the grant date. |
(6) | The option provides for vesting of 1/3 of the shares subject to the option on 4/25/02, and then monthly in equal installments so that all of the shares subject to the option become fully vested on 4/25/04. |
(7) | On July 28, 2003 the Issuer canceled, pursuant to the Issuer's option exchange program, an option granted to the reporting person on April 25, 2001. In exchange, the reporting person will receive a replacement option on or after January 29, 2004, for the same number of shares, having an exercise price equal to the market price of the underlying stock on the grant date. |
(8) | The option provides for vesting of 1/3 of the shares subject to the option on 5/01/04, and then monthly in equal installments so that all of the shares subject to the option become fully vested on 5/1/06. |
(9) | On July 28, 2003, the Issuer canceled, pursuant to the Issuer's option exchange program, an option granted to the reporting person on May 1, 2003. In exchange, the reporting person will receive a replacement option on or after January 29, 2004, for the same number of shares having an exercise price equal to the market price of the underlying stock on the grant date. |