|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
| |||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option | $ 14.86 | 01/30/2004 | A | 28,688 | 07/28/2004(1) | 04/23/2007 | Common Stock | 28,688 | (2) | 28,688 | D | ||||
Employee Stock Option | $ 14.86 | 01/30/2004 | A | 31,746 | 07/25/2005(3) | 04/26/2010 | Common Stock | 31,746 | (4) | 31,746 | D | ||||
Employee Stock Option | $ 14.86 | 01/30/2004 | A | 18,987 | 04/28/2005(5) | 08/16/2010 | Common Stock | 18,987 | (6) | 18,987 | D | ||||
Employee Stock Option | $ 14.86 | 01/30/2004 | A | 24,590 | 07/25/2006(7) | 11/17/2010 | Common Stock | 24,590 | (8) | 24,590 | D | ||||
Employee Stock Option | $ 14.86 | 01/30/2004 | A | 3,164 | 04/25/2006(9) | 04/25/2011 | Common Stock | 3,164 | (10) | 3,164 | D | ||||
Employee Stock Option | $ 14.86 | 01/30/2004 | A | 4,098 | 04/25/2006(11) | 07/13/2011 | Common Stock | 4,098 | (12) | 4,098 | D | ||||
Employee Stock Option | $ 14.86 | 01/30/2004 | A | 12,500 | 05/01/2008(13) | 05/01/2013 | Common Stock | 12,500 | (14) | 12,500 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
EBY THOMAS ADVANCED MICRO DEVICES, INC. ONE AMD PLACE SUNNYVALE, CA 94088-3453 |
Ex. V.P., FASL LLC |
Thomas Eby | 02/03/2004 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Grant of option to buy 28,688 shares to vest 100% on 7/28/04. |
(2) | Pursuant to an agreement between the reporting person and the Issuer, the option granted respresents the replacement of an option granted to the reporting person on 4/23/97, which option was cancelled on July 28, 2003 in exchange for the future grant of a new option having a lower exercise price. |
(3) | Grant of option to buy 31,746 shares to vest as follows: 23,809 shares on 7/28/04, 661 shares on 8/25/04 and remaining shares monthly through 7/25/05. |
(4) | Pursuant to an agreement between the reporting person and the Issuer, the option granted respresents the replacement of an option granted to the reporting person on 4/26/00, which option was cancelled on July 28, 2003 in exchange for the future grant of a new option having a lower exercise price. |
(5) | Grant of option to buy 18,987 shares to vest as follows: 15,189 shares on 7/28/04 and remaining shares monthly through 4/28/05. |
(6) | Pursuant to an agreement between the reporting person and the Issuer, the option granted respresents the replacement of an option granted to the reporting person on 8/16/00, which option was cancelled on July 28, 2003 in exchange for the future grant of a new option having a lower exercise price. |
(7) | Grant of option to buy 24,590 shares to vest as follows: 12,294 shares on 7/28/04, 512 shares on 8/25/04 and remaining shares monthly through 7/25/06. |
(8) | Pursuant to an agreement between the reporting person and the Issuer, the option granted respresents the replacement of an option granted to the reporting person on 11/17/00, which option was cancelled on July 28, 2003 in exchange for the future grant of a new option having a lower exercise price. |
(9) | Grant of option to buy 3,164 shares to vest as follows: 1,779 shares on 7/28/04, 65 shares on 8/25/04 and remaining shares monthly through 4/25/06. |
(10) | Pursuant to an agreement between the reporting person and the Issuer, the option granted respresents the replacement of an option granted to the reporting person on 4/25/01, which option was cancelled on July 28, 2003 in exchange for the future grant of a new option having a lower exercise price. |
(11) | Grant of option to buy 4,098 shares to vest as follows: 2,304 shares on 7/28/04, 85 shares on 8/25/04 and remaining shares monthly through 4/25/06. |
(12) | Pursuant to an agreement between the reporting person and the Issuer, the option granted respresents the replacement of an option granted to the reporting person on 7/13/01, which option was cancelled on July 28, 2003 in exchange for the future grant of a new option having a lower exercise price. |
(13) | Grant of option to buy 12,500 shares to vest as follows: 3,125 shares on 5/1/05 and remaining shares monthly through 5/1/08. |
(14) | Pursuant to an agreement between the reporting person and the Issuer, the option granted respresents the replacement of an option granted to the reporting person on 5/1/03, which option was cancelled on July 28, 2003 in exchange for the future grant of a new option. |