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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | (1) | 03/18/2022 | M | 21,068 | (2) | (2) | Common Stock | 21,068.00 | $ 0 | 0 | D | ||||
Restricted Stock Units | (1) | 03/18/2022 | M | 80,462 | (3) | (3) | Common Stock | 80,462.00 | $ 0 | 0 | D | ||||
Restricted Stock Units | (1) | 03/18/2022 | M | 47,393 | (4) | (4) | Common Stock | 47,393.00 | $ 0 | 47,394 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
PENG VICTOR 2485 AUGUSTINE DRIVE SANTA CLARA, CA 95054 |
President, AECG |
/s/Linda Lam by Power of Attorney for Victor Peng | 03/22/2022 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Each restricted stock unit ("RSU") represents a contingent right to receive one share of AMD's common stock. |
(2) | The RSUs vest 1/4 on each of July 10, 2019, 2020, 2021 and 2022 and were fully accelerated effective March 18, 2022 in accordance with the terms of Reporting Person's offer letter. |
(3) | The RSUs vest 1/4 on each of July 10, 2021, 2022, 2023 and 2024 and were fully accelerated effective March 18, 2022 in accordance with the terms of Reporting Person's offer letter. |
(4) | The RSUs vest 1/4 on each of July 10, 2022, 2023, 2024 and 2025 and were partially accelerated effective March 18, 2022 in accordance with the terms of Reporting Person's offer letter. |