Delaware (State or other jurisdiction of incorporation or organization) | 94-1692300 (I.R.S. Employer Identification Number) | ||||
Large accelerated filer | þ | Accelerated filer | o | |||
Non-accelerated filer | o | (Do not check if a smaller reporting company) | Smaller reporting company | o | ||
Emerging growth company | o |
Title of securities to be registered | Amount to be registered (1) | Proposed maximum offering price per share (2) | Proposed maximum aggregate offering price (2) | Amount of registration fee |
Common Stock, $0.01 Par Value | 77,000,000 (3) | $10.10 | $777,700,000 | $90,135.43 |
(1) | Pursuant to Rule 416(a) under the Securities Act of 1933, as amended (the “Securities Act”), this registration statement shall also cover any additional shares of common stock which become issuable under the Advanced Micro Devices, Inc. 2004 Equity Incentive Plan (as amended and restated, the “Plan”) and Advanced Micro Devices, Inc. 2017 Employee Stock Purchase Plan (the “ESPP”) by reason of any stock dividend, stock split, recapitalization or other similar transaction effected without the registrant’s receipt of consideration which results in an increase in the number of outstanding shares of the registrant’s common stock. |
(2) | Estimated solely for the purpose of determining the registration fee computed in accordance with Rule 457(h) and Rule 457(c) under the Securities Act on the basis of the average of the reported high ($10.26) and low ($9.94) sale prices of the common stock as reported by The NASDAQ Stock Market LLC on May 5, 2017. |
(3) | Of the 77,000,000 shares of common stock being registered hereunder, 27,000,000 are reserved for issuance under the Plan, and 50,000,000 are reserved for issuance under the ESPP. |
• | an additional 27,000,000 shares of our common stock reserved for issuance under the Plan, which increase was approved by our Board of Directors (the “Board”) on February 17, 2017 and our stockholders on April 26, 2017; and |
• | 50,000,000 shares of our common stock reserved for issuance under the ESPP, which was approved by our Board on February 17, 2017 and our stockholders on April 26, 2017. |
• | The contents of our registration statement on Form S-8 (File No. 333-115474) filed with the SEC on May 13, 2004, our registration statement on Form S-8 (File No. 333-134853) filed with the SEC on June 8, 2006, our registration statement on Form S-8 (File No. 333-159367) filed with the SEC on May 20, 2009, our registration statement on Form S-8 (File No. 333-166616) filed with the SEC on May 7, 2010, our registration statement on Form S-8 (File No. 333-181451) filed with the SEC on May 16, 2012, our registration statement on Form S-8 (File No. 333-190039) filed with the SEC on July 19, 2013, our registration statement on Form S-8 (File No. 333-195984) filed with the SEC on May 15, 2014, our registration statement on Form S-8 (File No. 333-204166) filed with the SEC on May 14, 2015, our registration statement on Form S-8 (File No. 333-211438) filed with the SEC on May 18, 2016, and our post-effective amendment No. 1 on Form S-8 (File No. 333-204166) filed with the SEC on June 9, 2016 are incorporated by reference herein except for the information presented below in Part II, Item 3. Incorporation of Documents by Reference. |
• | Our Annual Report on Form 10-K for the fiscal year ended December 31, 2016, filed with the SEC on February 21, 2017, including information specifically incorporated by reference into our Form 10-K from our Proxy Statement for our 2017 Annual Meeting of Stockholders, filed with the SEC on March 8, 2017; |
• | Our Quarterly Report on Form 10-Q for the quarterly period ended April 1, 2017, filed with the SEC on May 8, 2017; |
• | Our Current Report on Form 8-K filed with the SEC on April 28, 2017; |
• | Our Current Report on Form 8-K filed with the SEC on March 21, 2017; |
• | Our Current Report on Form 8-K/A filed with the SEC on March 13, 2017; |
• | Our Current Report on Form 8-K filed with the SEC on March 2, 2017; |
• | Our Current Report on Form 8-K filed with the SEC on February 21, 2017 (Item 5.02); |
• | Our Current Report on Form 8-K filed with the SEC on February 21, 2017 (Items 5.02 and 9.01); and |
• | The description of our common stock, par value $.01 per share, contained in our registration statement on Form 8-A, filed with the SEC on December 9, 2014, including any subsequently filed amendments and reports updating such description. |
ADVANCED MICRO DEVICES, INC. | |||
By: | /s/Devinder Kumar | ||
Name: | Devinder Kumar | ||
Title: | Senior Vice President, Chief Financial Officer and Treasurer |
Signature | Title | Date | ||
/s/Lisa T. Su | President and Chief Executive Officer (Principal Executive Officer), Director | April 26, 2017 | ||
Lisa T. Su | ||||
/s/Devinder Kumar | Senior Vice President, Chief Financial Officer and Treasurer (Principal Financial Officer) | April 26, 2017 | ||
Devinder Kumar | ||||
/s/Darla Smith | Corporate Vice President, Chief Accounting Officer (Principal Accounting Officer) | April 26, 2017 | ||
Darla Smith | ||||
/s/John E. Caldwell | Director, Chairman of the Board | April 26, 2017 | ||
John E. Caldwell | ||||
/s/Nora Denzel | Director | April 26, 2017 | ||
Nora Denzel | ||||
/s/Nicholas M. Donofrio | Director | April 26, 2017 | ||
Nicolas M. Donofrio | ||||
/s/Joseph Householder | Director | April 26, 2017 | ||
Joseph Householder | ||||
/s/Michael Inglis | Director | April 26, 2017 | ||
Michael Inglis | ||||
/s/John W. Marren | Director | April 26, 2017 | ||
John W. Marren | ||||
/s/Ahmed Yahia | Director | April 26, 2017 | ||
Ahmed Yahia | ||||
INDEX TO EXHIBITS | ||
EXHIBIT | ||
5.1 | Opinion of Latham & Watkins LLP. | |
10.1 | Advanced Micro Devices, Inc. Amended and Restated 2004 Equity Incentive Plan. | |
10.2 | Advanced Micro Devices, Inc. 2017 Employee Stock Purchase Plan. | |
23.1 | Consent of Latham & Watkins LLP (included in Exhibit 5.1). | |
23.2 | Consent of Independent Registered Public Accounting Firm. | |
24.1 | Power of Attorney (included in the signature page to this registration statement). |