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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | $ 0 (3) | 02/22/2013 | M | 9,377 | 02/22/2013 | 05/20/2017 | Common Stock | 9,377 | $ 0 | 0 | D | ||||
Restricted Stock Units | $ 0 (3) | 02/22/2013 | M | 9,041 | 02/22/2013 | 05/03/2018 | Common Stock | 9,041 | $ 0 | 0 | D | ||||
Restricted Stock Units | $ 0 (3) | 02/22/2013 | M | 30,080 | 02/22/2013 | 05/10/2019 | Common Stock | 30,080 | $ 0 | 0 | D | ||||
Restricted Stock Units | $ 0 (3) | 02/22/2013 | M | 9,042 | 02/22/2013 | 05/03/2018 | Common Stock | 9,042 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
AL MUHAIRI AL MOKARRAB WALEED ADVANCED MICRO DEVICES, INC. ONE AMD PLACE SUNNYVALE, CA 94088-3453 |
X |
Faina Roeder By Power of Attorney | 02/26/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Mr. Al Muhairi resigned from AMD's Board of Directors effective February 22, 2013. In connection with AMD's outside director equity compensation policy, because Mr. Al Muhairi served as a member of the Board for at least three years prior to his resignation and satisfied AMD's equity ownership guidelines, his RSU awards became fully vested upon his resignation on February 22, 2013. |
(2) | Shares are held by West Coast Hitech L.P., A Cayman Islands limited partnership of which West Coast Hitech G.P., Ltd., a Cayman Islands corporation and wholly-owned subsidiary of Mubadala Development Company PJSC (Mubadala), is the general partner. The reporting person is the COO of Mubadala and disclaims beneficial ownership of the shares. |
(3) | Each restricted stock unit represents a contingent right to receive one share of common stock. |