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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option | $ 17.6 | 07/27/2009 | D | 67,172 | (1) | 04/01/2011 | Common Stock | 67,172 | (2) | 0 | D | ||||
Employee Stock Option | $ 3.8 | 07/27/2009 | A | 6,106 | (3) | 04/01/2011 | Common Stock | 6,106 | (2) | 6,106 | D | ||||
Employee Stock Option | $ 16.07 | 07/27/2009 | D | 76,768 | (4) | 05/02/2012 | Common Stock | 76,768 | (5) | 0 | D | ||||
Employee Stock Option | $ 3.8 | 07/27/2009 | A | 6,978 | (3) | 05/02/2012 | Common Stock | 6,978 | (5) | 6,978 | D | ||||
Employee Stock Option | $ 17.87 | 07/27/2009 | D | 50,379 | (6) | 04/10/2013 | Common Stock | 50,379 | (7) (9) | 0 | D | ||||
Employee Stock Option | $ 3.8 | 07/27/2009 | A | 3,721 | (3) | 04/10/2013 | Common Stock | 3,721 | (7) | 3,721 | D | ||||
Employee Stock Option | $ 3.8 | 07/27/2009 | A | 858 | (8) | 04/10/2013 | Common Stock | 858 | (9) | 858 | D | ||||
Employee Stock Option | $ 15.4 | 07/27/2009 | D | 6,875 | (10) | 05/15/2014 | Common Stock | 6,875 | (11) (12) | 0 | D | ||||
Employee Stock Option | $ 3.8 | 07/27/2009 | A | 917 | (3) | 05/15/2014 | Common Stock | 917 | (11) | 917 | D | ||||
Employee Stock Option | $ 3.8 | 07/27/2009 | A | 458 | (8) | 05/15/2014 | Common Stock | 458 | (12) | 458 | D | ||||
Employee Stock Option | $ 11.95 | 07/27/2009 | D | 6,875 | (10) | 08/15/2014 | Common Stock | 6,875 | (13) (14) | 0 | D | ||||
Employee Stock Option | $ 3.8 | 07/27/2009 | A | 917 | (3) | 08/15/2014 | Common Stock | 917 | (13) | 917 | D | ||||
Employee Stock Option | $ 3.8 | 07/27/2009 | A | 458 | (8) | 08/15/2014 | Common Stock | 458 | (14) | 458 | D | ||||
Employee Stock Option | $ 12.7 | 07/27/2009 | D | 6,875 | (10) | 11/15/2014 | Common Stock | 6,875 | (15) (16) | 0 | D | ||||
Employee Stock Option | $ 3.8 | 07/27/2009 | A | 917 | (3) | 11/15/2014 | Common Stock | 917 | (15) | 917 | D | ||||
Employee Stock Option | $ 3.8 | 07/27/2009 | A | 458 | (8) | 11/15/2014 | Common Stock | 458 | (16) | 458 | D | ||||
Employee Stock Option | $ 6.45 | 07/27/2009 | D | 6,875 | (10) | 02/15/2015 | Common Stock | 6,875 | (17) (18) | 0 | D | ||||
Employee Stock Option | $ 3.8 | 07/27/2009 | A | 3,056 | (3) | 02/15/2015 | Common Stock | 3,056 | (17) | 3,056 | D | ||||
Employee Stock Option | $ 3.8 | 07/27/2009 | A | 1,527 | (8) | 02/15/2015 | Common Stock | 1,527 | (18) | 1,527 | D | ||||
Employee Stock Option | $ 7.41 | 07/27/2009 | D | 25,000 | (19) | 05/15/2015 | Common Stock | 25,000 | (20) (21) | 0 | D | ||||
Employee Stock Option | $ 3.8 | 07/27/2009 | A | 5,555 | (3) | 05/15/2015 | Common Stock | 5,555 | (20) | 5,555 | D | ||||
Employee Stock Option | $ 3.8 | 07/27/2009 | A | 11,111 | (8) | 05/15/2015 | Common Stock | 11,111 | (21) | 11,111 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Bergman Rick ADVANCED MICRO DEVICES, INC. ONE AMD PLACE SUNNYVALE, CA 94088-3453 |
SR VP & GM Products Group |
/s/ Faina Medzonsky By Power of Attorney | 07/29/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The option provided for vesting as follows: 25% on 4/1/2005; 50% in equal quarterly installments through 3/31/2007; and 25% on 3/31/2008. |
(2) | On July 27, 2009, the issuer canceled, pursuant to the issuer's option exchange program, an option for 67,172 shares of common stock granted to the reporting person on April 8, 2004. In exchange, the reporting person received a replacement option, for 6,106 shares, having an exercise price of $3.80 per share. |
(3) | The option vests 100% on July 27, 2010. |
(4) | The option provided for vesting as follows: 25% on 5/2/2006; 50% in equal quarterly installments through 5/2/2008; and 25% on 5/2/2009. |
(5) | On July 27, 2009, the issuer canceled, pursuant to the issuer's option exchange program, an option for 76,768 shares of common stock granted to the reporting person on May 2, 2005. In exchange, the reporting person received a replacement option, for 6,978 shares, having an exercise price of $3.80 per share. |
(6) | The option provided for vesting as follows: 25% on 4/10/2007; 50% in equal quarterly installments through 4/10/2009; and 25% on 4/10/2010. |
(7) | On July 27, 2009, the issuer canceled, pursuant to the issuer's option exchange program, an option for 40,932 shares of common stock granted to the reporting person on April 10, 2006. In exchange, the reporting person received a replacement option, for 3,721 shares, having an exercise price of $3.80 per share. |
(8) | The option vests as follows: 50% on 7/27/2010 and 50% on 7/27/2011. |
(9) | On July 27, 2009, the issuer canceled, pursuant to the issuer's option exchange program, an option for 9,447 shares of common stock granted to the reporting person on April 10, 2006. In exchange, the reporting person received a replacement option, for 858 shares, having an exercise price of $3.80 per share. |
(10) | The option provided for vesting as follows: 33 1/3% on 5/15/2008 then 8.33% quarterly for the next two years. |
(11) | On July 27, 2009, the issuer canceled, pursuant to the issuer's option exchange program, an option for 4,583 shares of common stock granted to the reporting person on May 15, 2007. In exchange, the reporting person received a replacement option, for 917 shares, having an exercise price of $3.80 per share. |
(12) | On July 27, 2009, the issuer canceled, pursuant to the issuer's option exchange program, an option for 2,292 shares of common stock granted to the reporting person on May 15, 2007. In exchange, the reporting person received a replacement option, for 458 shares, having an exercise price of $3.80 per share. |
(13) | On July 27, 2009, the issuer canceled, pursuant to the issuer's option exchange program, an option for 4,583 shares of common stock granted to the reporting person on August 15, 2007. In exchange, the reporting person received a replacement option, for 917 shares, having an exercise price of $3.80 per share. |
(14) | On July 27, 2009, the issuer canceled, pursuant to the issuer's option exchange program, an option for 2,292 shares of common stock granted to the reporting person on August 15, 2007. In exchange, the reporting person received a replacement option, for 458 shares, having an exercise price of $3.80 per share. |
(15) | On July 27, 2009, the issuer canceled, pursuant to the issuer's option exchange program, an option for 4,583 shares of common stock granted to the reporting person on November 15, 2007. In exchange, the reporting person received a replacement option, for 917 shares, having an exercise price of $3.80 per share. |
(16) | On July 27, 2009, the issuer canceled, pursuant to the issuer's option exchange program, an option for 2,292 shares of common stock granted to the reporting person on November 15, 2007. In exchange, the reporting person received a replacement option, for 458 shares, having an exercise price of $3.80 per share. |
(17) | On July 27, 2009, the issuer canceled, pursuant to the issuer's option exchange program, an option for 4,583 shares of common stock granted to the reporting person on February 15, 2008. In exchange, the reporting person received a replacement option, for 3,056 shares, having an exercise price of $3.80 per share. |
(18) | On July 27, 2009, the issuer canceled, pursuant to the issuer's option exchange program, an option for 2,292 shares of common stock granted to the reporting person on February 15, 2008. In exchange, the reporting person received a replacement option, for 1,527 shares, having an exercise price of $3.80 per share. |
(19) | The option provided for vesting as follows: 33 1/3% on 5/15/2009 then 8.33% quarterly for the next two years. |
(20) | On July 27, 2009, the issuer canceled, pursuant to the issuer's option exchange program, an option for 8,332 shares of common stock granted to the reporting person on May 15, 2008. In exchange, the reporting person received a replacement option, for 5,555 shares, having an exercise price of $3.80 per share. |
(21) | On July 27, 2009, the issuer canceled, pursuant to the issuer's option exchange program, an option for 16,668 shares of common stock granted to the reporting person on May 15, 2008. In exchange, the reporting person received a replacement option, for 11,111 shares, having an exercise price of $3.80 per share. |